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Compliance Plan

Compliance Oversight

Compliance oversight shall be implemented through the Office of Ethics, Compliance and Corporate Integrity with the full authority of that office. The UMDNJ Chief Compliance Officer, in collaboration with the Deans of each School, or President of each Clinical Organization (collectively, Units), shall appoint a Unit Compliance Officer who shall oversee individual compliance programs within each Unit.

  1. The Chief of the Office of Ethics, Compliance and Corporate Integrity (Chief Compliance Officer) shall be responsible for the implementation of the Plan.
  2. The Chief Compliance Officer, in collaboration with the Deans or President of each Unit, shall appoint a Unit Compliance Officer who shall assist the Chief Compliance Officer in overseeing and implementing the Plan and additional requirements unique to the Unit (hereinafter referred to as the Unit Compliance Officer).
  3. Each Unit Compliance Officer shall, subject to approval of the Chief Compliance Officer, establish a supplemental Compliance Plan, if necessary or desirable, for the Unit.
  4. Under the direction of the Chief Compliance Officer, the Unit Compliance Officer shall be responsible for implementing and managing the Unit Compliance Program. The Unit Compliance Officer shall report to the Chief Compliance Officer, but the Compliance Program’s support shall be the joint responsibility of the Dean or Clinical Unit President and the Chief Compliance Officer. The Chief Compliance Officer will work closely with the Deans of the Schools or Clinical Unit Presidents to foster and enhance compliance with all applicable healthcare and clinical research laws, regulations and requirements.

 

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